Investor FAQs

1.Where is NantKwest headquartered?
2.Where is NantKwest incorporated?
3.Who are the members of NantKwest’s executive management team?
4.Who are the members of NantKwest’s Board of Directors?
5.When is NantKwest’s fiscal year end?
6.On which exchange is NantKwest traded, what is the ticker symbol, and when did NantKwest go public?
7.How can I purchase shares of NantKwest?
8.What is the CUSIP number for NantKwest’s common stock?
9.Who is NantKwest’s independent registered accounting firm?
10.Who is NantKwest’s transfer agent and how do I contact them?
11.How do I transfer stock, change the address on my shareholder account, or replace a lost stock certificate?
12.Does NantKwest pay dividends?
13.Where can I get the latest corporate news releases and financial reports?
14.How can I get copies of NantKwest’s filings with the Securities & Exchange Commission (SEC)?
15.How can I sign up to receive NantKwest’s press releases and other company information?
16.Who do I contact Investor Relations with questions or requests?
1.Where is NantKwest headquartered?
 3530 John Hopkins Court
San Diego, California 92121

2.Where is NantKwest incorporated?
 NantKwest is incorporated in the State of Delaware. The company was incorporated in Illinois on October 7, 2002 under the name ZelleRx Corporation. On January 22, 2010, the Company changed its name to Conkwest, Inc. In March 2014, the Company re-domesticated from the State of Illinois to the State of Delaware. On July 10, 2015, the Company changed its name to NantKwest, Inc.

3.Who are the members of NantKwest’s executive management team?
 Information about NantKwest’s management team is available on the Leadership section of this website.

4.Who are the members of NantKwest’s Board of Directors?
 Information about NantKwest’s Board of Directors is available on the Directors section of this website.

5.When is NantKwest’s fiscal year end?
 December 31st

6.On which exchange is NantKwest traded, what is the ticker symbol, and when did NantKwest go public?
 NantKwest’s common stock is traded under the ticker symbol [NK] on The NASDAQ Global Select Market. NantKwest's initial public offering was on [July 28, 2015].

7.How can I purchase shares of NantKwest?
 Shares can be purchased through a stockbroker of your choice. NantKwest does not have a direct stock purchase program.

8.What is the CUSIP number for NantKwest’s common stock?
 The CUSIP number is 63016Q 102.

9.Who is NantKwest’s independent registered accounting firm?
 Ernst & Young

10.Who is NantKwest’s transfer agent and how do I contact them?
 NantKwest’s transfer agent is American Stock Transfer & Trust Company, LLC

AST Shareholder Services Call Center
Toll Free: 800.937.5449
Local & International: 718-921-8124
Hours: 8 a.m. – 8 p.m. ET Monday-Friday

American Stock Transfer & Trust Company, LLC
6201 15th Avenue
Brooklyn, NY 11219
Email: info@amstock.com
Website: www.amstock.com

11.How do I transfer stock, change the address on my shareholder account, or replace a lost stock certificate?
 NantKwest’s transfer agent is American Stock Transfer & Trust Company, LLC

AST Shareholder Services Call Center
Toll Free: 800.937.5449
Local & International: 718-921-8124
Hours: 8 a.m. – 8 p.m. ET Monday-Friday

American Stock Transfer & Trust Company, LLC
6201 15th Avenue
Brooklyn, NY 11219
Email: info@amstock.com
Website: www.amstock.com

12.Does NantKwest pay dividends?
 NantKwest anticipate that it will retain all available funds and any future earnings, if any, for use in the operation of the company’s business and does not anticipate paying cash dividends in the foreseeable future.

13.Where can I get the latest corporate news releases and financial reports?
 Copies of NantKwest’s news releases are available in the Investors section of this website.

14.How can I get copies of NantKwest’s filings with the Securities & Exchange Commission (SEC)?
 Copies of NantKwest’s filings with the SEC can be accessed through the Financial Information section of this website or directly from the SEC at www.sec.gov.

15.How can I sign up to receive NantKwest’s press releases and other company information?
 You can sign up to receive NantKwest press releases and other company information via Email Alerts.

16.Who do I contact Investor Relations with questions or requests?
 Please complete the Information Request form.